Fraud Authorization Verification Sign Off

As an ACH Originator with Lincoln Savings Bank, you are required to have policies and procedures in place to help prevent fraud. By reviewing the guidelines below and signing the form you acknowledge that your business has policies and procedures in place and review them periodically to help prevent fraud.
 

When creating a new recipient:

1.  Obtain proper documentation, such as: 
  • A copy of a check 
  • Supporting documentation from the recipient’s financial institution 
2.  Verify identity and authorized personnel: 
  • Do not rely solely on email communications 
  • Confirm instructions by phone or in person 
  • Use only the contact information already on file 
3.  Conduct background checks when appropriate 

4.  Use secure transmission methods for all account information 

 

When updating an existing recipient:

1.  Accept only valid, signed, or authenticated authorization requests 
  • Do not accept changes submitted via email, fax, or voicemail 
2.  Verify any requested changes using the contact information you already have on file 
  • Never use contact details included in the request 
  • Confirm changes by phone or in person 
3.  Apply Know-Your-Customer (KYC) procedures 
4.  Implement dual control or multi-factor authentication whenever possible 


 

Ensure that ACH Consumer Authorizations meet the following requirements:

1.  Credit (Payment or Payroll) Entries to Consumer Accounts 
  • Authorization may be obtained in writing, verbally, or through other non-written methods. 
2.  Debit (Collection) Entries to Consumer Accounts, Authorization must: 
  • Be in writing 
  • Be signed or similarly authenticated by the receiver 
  • Indicate whether the entry is single, recurring, or multiple 
  • State the amount or the method for determining the amount 
  • Specify timing and frequency (e.g., start date, number of entries) 
  • Identify the receiver 
  • Designate the account to be debited (checking or savings) 
  • Include the date of authorization 
  • Provide revocation instructions for the receiver 
3.  Record Retention 
  • Authorizations must be retained for two years after the authorization has been terminated. 
 

Certification

I certify, as a representative of the Company, that our organization has implemented and maintains the policies and procedures outlined above to help detect and prevent fraud. Enter your name for a digital signature as an Authorized User:
  • Signed is a required field
  • Date is a required field
Lincoln Savings Bank is a full-service Central and Northeast Iowa bank dedicated to local customers and communities since 1902.